Hong Kong Forum 2013

Mis-Selling of Financial Products:  Investor Rights and Protection Forum

Wednesday, 27 February, 2013
8:00-9:00 AM - Breakfast
9:00 AM - 12:00 PM - Forum
Four Seasons Hotel
8 Finance Street, Hong Kong China

Register Online

Sponsored by the Institutional Investor Educational Foundation (IIEF) and the CFA Institute, this half-day conference will address topics relating to investor rights and protection:

  • Findings of the CFA Institute Global Market Sentiment Survey 2013
  • Mis-selling and the regulatory landscape in Asia
  • Challenges facing financial advisors and distributors in the delivery of  financial products to private clients
  • Views and experiences of how investor rights are enforced in the USA and other jurisdictions, and how investors can recover losses
  • Development of class action suits and other remedial actions available in Asia

Keynote Speakers:

  • Anthony Neoh, Former Chief Advisor to the China Securities Regulatory Commission, Beijing
  • Paul Smith, CFA, Managing Director, Asia Pacific, CFA Institute
  • Sou Chiam, LI.M, CEO, Financial Dispute Resolution Centre Ltd, Hong Kong

Click here for speaker profiles.

Moderator:

Stuart Leckie, Chairman, Stirling Finance, Hong Kong, and Founding Chairman, Hong Kong Retirement Schemes Association

Among our Panelists:

  • Reuben Guttman, Director, Grant & Eisenhofer P.A., Washington
  • Tan Kin Lian, Founder and Director, Tan Kin Lian & Associates and former CEO, NTUC Income, Singapore
  • Alexander Reus, J.D., LL.M., Founding Partner, DRRT, Frankfurt

Click here for panelist profiles

Registration:

This event is complimentary to CFA Institute and IIEF Members.  Non-member fee is 750 HKD /100 USD.

Register Online
Or contact:  Shirley at CFA: shirley.ng@cfainstitute.org or Jill at IIEF: jill@iief.org

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