Hong Kong Forum 2013

Mis-Selling of Financial Products:  Investor Rights and Protection Forum

Wednesday, 27 February, 2013
8:00-9:00 AM - Breakfast
9:00 AM - 12:00 PM - Forum
Four Seasons Hotel
8 Finance Street, Hong Kong China

Register Online

Sponsored by the Institutional Investor Educational Foundation (IIEF) and the CFA Institute, this half-day conference will address topics relating to investor rights and protection:

  • Findings of the CFA Institute Global Market Sentiment Survey 2013
  • Mis-selling and the regulatory landscape in Asia
  • Challenges facing financial advisors and distributors in the delivery of  financial products to private clients
  • Views and experiences of how investor rights are enforced in the USA and other jurisdictions, and how investors can recover losses
  • Development of class action suits and other remedial actions available in Asia

Keynote Speakers:

  • Anthony Neoh, Former Chief Advisor to the China Securities Regulatory Commission, Beijing
  • Paul Smith, CFA, Managing Director, Asia Pacific, CFA Institute
  • Sou Chiam, LI.M, CEO, Financial Dispute Resolution Centre Ltd, Hong Kong

Click here for speaker profiles.


Stuart Leckie, Chairman, Stirling Finance, Hong Kong, and Founding Chairman, Hong Kong Retirement Schemes Association

Among our Panelists:

  • Reuben Guttman, Director, Grant & Eisenhofer P.A., Washington
  • Tan Kin Lian, Founder and Director, Tan Kin Lian & Associates and former CEO, NTUC Income, Singapore
  • Alexander Reus, J.D., LL.M., Founding Partner, DRRT, Frankfurt

Click here for panelist profiles


This event is complimentary to CFA Institute and IIEF Members.  Non-member fee is 750 HKD /100 USD.

Register Online
Or contact:  Shirley at CFA: shirley.ng@cfainstitute.org or Jill at IIEF: jill@iief.org

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