Mis-Selling of Financial Products: Investor Rights and Protection Forum
Wednesday, 27 February, 2013
8:00-9:00 AM – Breakfast
9:00 AM – 12:00 PM – Forum
Four Seasons Hotel
8 Finance Street, Hong Kong China
Register Online
Sponsored by the Institutional Investor Educational Foundation (IIEF) and the CFA Institute, this half-day conference will address topics relating to investor rights and protection:
- Findings of the CFA Institute Global Market Sentiment Survey 2013
- Mis-selling and the regulatory landscape in Asia
- Challenges facing financial advisors and distributors in the delivery of financial products to private clients
- Views and experiences of how investor rights are enforced in the USA and other jurisdictions, and how investors can recover losses
- Development of class action suits and other remedial actions available in Asia
Keynote Speakers:
- Anthony Neoh, Former Chief Advisor to the China Securities Regulatory Commission, Beijing
- Paul Smith, CFA, Managing Director, Asia Pacific, CFA Institute
- Sou Chiam, LI.M, CEO, Financial Dispute Resolution Centre Ltd, Hong Kong
Click here for speaker profiles.
Moderator:
Stuart Leckie, Chairman, Stirling Finance, Hong Kong, and Founding Chairman, Hong Kong Retirement Schemes Association
Among our Panelists:
- Reuben Guttman, Director, Grant & Eisenhofer P.A., Washington
- Tan Kin Lian, Founder and Director, Tan Kin Lian & Associates and former CEO, NTUC Income, Singapore
- Alexander Reus, J.D., LL.M., Founding Partner, DRRT, Frankfurt
Click here for panelist profiles
Registration:
This event is complimentary to CFA Institute and IIEF Members. Non-member fee is 750 HKD /100 USD.
Register Online
Or contact: Shirley at CFA: shirley.ng@cfainstitute.org or Jill at IIEF: jill@iief.org
